S.E.C. v. Apuzzo, No. 11-696-cv (2nd Cir.) (689 F.3d 204) (August 8, 2012) (Judge Jed S. Rakoff)
In a suit brought by the Securities and Exchange Commission, alleging that defendant aided and abetted securities laws violations through his role in a fraudulent accounting scheme, district court's grant of defendant's motion to dismiss is reversed and remanded, as in SEC civil enforcement actions, the test for substantial assistance …
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