S.E.C. v. Apuzzo, No. 11-696-cv (2nd Cir.) (689 F.3d 204) (August 8, 2012) (Judge Jed S. Rakoff)
In a suit brought by the Securities and Exchange Commission, alleging that defendant aided and abetted securities laws violations through his role in a fraudulent accounting scheme, district court's grant of defendant's motion to dismiss is reversed and remanded, as in SEC civil enforcement actions, the test for substantial assistance ...
Full article and associated cases available to subscribers.
As a digital subscriber to Punch and Jurists, you can access full text and downloads for this and other premium content.
Already a subscriber? Login