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Article • February 1, 2004 • from P&J February, 2004
U.S. v. Kneuppel, No. 03 CV 0536(NG)(MDG) (E.D.N.Y.) (293 F.Supp.2d 199) (November 17, 2003) (Judge Nina Gershon) by The four defendants in this case pled guilty to engaging in a criminal conspiracy to violate § 10(b) of the Securities Exchange Act of 1934 (15 U.S.C. § 78j(b)) and S.E.C. Rule …